WebCASE MANAGEMENT AND SCHEDULING ORDER . The Hearing Officer held the Initial Pre-Hearing Conference on [date], in accordance with FINRA Rule 9241. This Order sets the schedule and other requirements for this proceeding. 1. If the parties have any questions about this Order or the conduct of this proceeding, or WebApr 17, 2024 · Renewed Scheduling Order in accordance with its Rules of Practice and also emailed a courtesy copy to the email address Olsen provided. 8. Olsen did not file a …
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WebScheduling Order (Order), which the arbitration panel will issue following this conference call. Any and all other correspondence, motions, briefs, etc., not identified in the Order, must be forwarded to the FINRA Dispute Resolution case administrator with the appropriate number of copies for FINRA Dispute WebThe deadline for production of these documents will be specified in the Case Management and Scheduling Order. See Rules 9251(b) and 9559(h). Because the Rule 9550 Series promotes the quick disposition of matters, and given the nature of the alleged underlying misconduct, the Rules for expedited proceedings do not provide for pre-hearing … cal vs washington state basketball
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Weba FINRA disciplinary action.1 We issued an Order Scheduling Briefs on August 31, 2024, directing Ustocktrade to file a brief in support of its application for review by September 30, 2024. 2 The order also notified Ustocktrade that, pursuant to Rule of Practice 180(c), 3 … WebThe discovery process allows the parties to obtain facts and information from other parties to the arbitration in order to support their own case and prepare for the hearing. The Codes of Arbitration Procedure require parties to cooperate with each other to the fullest extent practicable in the voluntary exchange of documents and information to ... WebSample Case Management and Scheduling Order - Expedited. Sample Certificate of Service. Sample Declaration - Disciplinary. Sample Declaration - Expedited. Sample Exhibit. Sample Financial Statement. Sample Motion - Disciplinary. Sample Motion - Expedited. … coffea reviews